Course overview

Ethics in Action: A Practical Guide for Investment Advisor Representatives

Course #C27443

6-hour continuing education course that empowers Investment Advisor Representatives (IARs) to meet NASAA’s ethics-related CE requirements.
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“Ethics in Action” is a dynamic 6-hour continuing education course that empowers Investment Advisor Representatives (IARs) to meet NASAA’s ethics-related CE requirements while mastering fiduciary responsibilities, transparency, cybersecurity, ESG investing, emerging technologies, and regulatory compliance through actionable insights and real-world case studies, earning 6 CE credits upon completion.